Terms & Policies

Investor Disclaimer Policy

 

Issued by Electraphysics Capital Optimization

– In Accordance with the CFA Institute Code of Ethics and Standards of Professional Conduct

 

1. Nature of Business

 

Electraphysics Capital Optimization is a quantitative engineering and research company focused on the development of proprietary algorithms, financial models, optimization frameworks, and advanced analytical tools. Our technology and research support institutional investors, asset managers, and other capital allocators in improving decision-making and risk management.

 

2. Future Intentions

 

Electraphysics Capital Optimization is actively building the operational, legal, and compliance infrastructure necessary to support future fund registration. Any future transition to a regulated investment advisory or fund management entity will be subject to formal disclosure and full compliance with applicable securities laws and regulatory requirements.

 

3. No Offer or Solicitation

 

This document and any related materials do not constitute an offer to sell, a solicitation to buy, or a recommendation to invest in any security, financial product, or investment vehicle. Any future offering, if and when made, will only be presented to qualified investors through appropriate legal channels and governed by jurisdictional securities regulations.

– CFA Standard I(C): Misrepresentation | Standard VII(B): Reference to CFA Institute

 

4. Qualified and Accredited Investors Only

 

Should Electraphysics Capital Optimization pursue a regulated offering in the future, access will be limited to those who qualify as “accredited investors,” “qualified purchasers,” or other regulatory classifications required under applicable law.

– CFA Standard III(C): Suitability

 

5. No Investment Advice

 

Electraphysics Capital Optimization does not currently act in an advisory role and is not offering investment, legal, accounting, or tax advice. All information is provided for conceptual, research, or educational purposes. Any decisions made based on our content are solely the responsibility of the user.

– CFA Standard III(A): Loyalty, Prudence, and Care | Standard V(A): Diligence and Reasonable Basis

 

6. Risk Disclosure

 

All financial models, strategies, and research outputs discussed involve risk. Any frameworks discussed may incorporate leverage, derivatives, concentration risk, or illiquid asset assumptions. There is no assurance that any model or approach will be suitable, accurate, or profitable in real-world application.

– CFA Standard V(A): Diligence and Reasonable Basis

 

7. Forward-Looking and Hypothetical Results

 

Certain materials may contain forward-looking statements, scenario analysis, or hypothetical backtests. These are based on assumptions and estimations that are inherently uncertain and should not be relied upon as indicators of future performance. Actual results may differ significantly.

– CFA Standard III(D): Performance Presentation | Standard I(C): Misrepresentation

 

8. Confidential and Proprietary Information

 

All materials, models, tools, methods, and communications provided by Electraphysics Capital Optimization are confidential and proprietary. They may not be reproduced, redistributed, or disclosed to any third party without prior written authorization.

– CFA Standard IV(C): Responsibilities of Supervisors | Standard V(C): Record Retention

 

9. Ethical Standards

 

Electraphysics Capital Optimization adheres to the CFA Institute Code of Ethics and Standards of Professional Conduct, which govern our professional behavior and communication standards:

 

Standard I: Act with integrity, competence, diligence, and respect

Standard II: Preserve the integrity of capital markets and avoid misuse of material nonpublic information

Standard III: Prioritize client interests and ensure fair dealing

Standard IV: Act in the best interest of the firm and supervise others ethically

Standard V: Maintain diligence, objectivity, and independence in investment analysis and communication

Standard VI: Disclose and manage conflicts of interest

Standard VII: Uphold the integrity of the CFA designation and act professionally

 

These ethical commitments guide all aspects of our development, communication, and future planning.

 

10. Regulatory Status and Jurisdictional Limitations

 

Electraphysics Capital Optimization is not currently registered with any securities or financial regulatory authority in any jurisdiction.  We provide MNLSH algorithmic management to registered funds ("members").  This technology is not intended for use or distribution in any region where such use would violate local law. Members must comply with applicable legal and regulatory requirements.

– CFA Standard I(A): Knowledge of the Law

 

11. Updates and Future Modifications

 

This policy may be amended at any time to reflect changes in our business model, regulatory posture, or operational scope. Continued access to our materials implies agreement with the most recent version of this disclaimer.

Content & Privacy Policy

 

Our Commitment to Your Privacy

 

Electraphysics is committed to protecting your privacy and ensuring that your visit to our website is entirely secure.

 

If you have any questions or problems with any aspect of our privacy policy or its implementation, please contact support

 

Security of your Personal Information

 

To maintain the security of your information, we use the Transport Layer Security (TLS) protocol with 256-bit or higher encryption strength to transmit sensitive information. This encryption is the same technology used in transmitting confidential information by banks, governments, and online businesses such as Amazon.

 

Once the information is in our system, it is accessible to authorized Electraphysics personnel only. We strictly enforce our privacy policies with our employees, and any breach of this policy will result in termination and criminal charges.

 

How we use your Personal Information

 

Your personal information will be used to provide you with the requested products and services. This information includes the use of data for completing transactions or communicating back to you.

 

We may also use personal information in a manner that does not identify you individually or to be contacted but does identify specific criteria about our Site's users in general (such as we may inform third parties about the number of registered users, number of unique visitors, and the pages most frequently browsed).

 

Whom we share your Personal Information with

 

We will not sell, trade, or rent your name or personal information.  We do not sell, trade, rent, or provide outside access to our mailing list.  Electraphysics will not release your personal information to authorities unless required by law, search warrant, court order, subpoena or fraud investigation.

 

Except as otherwise stated in this policy, Electraphysics will share your information with third parties only to the extent necessary to provide the services and products requested by you.

 

Collection of your Personal Information

 

Electraphysics only saves such personal information that is necessary for you to access and use our services.

 

This personal information includes, but is not limited to, first and last name, e-mail address, phone number, other payment processing information.  Electraphysics will store such personal information until you delete that personal information or you formally request its deletion or revoke your consent to its storage, or Electraphysics otherwise deletes that personal information with its decisions or internal policies.  Cookies and IP addresses are used to track session information to assist with our referral/affiliate programs.

 

Visual Content

 

Some visuals are illustrative; licensed media is used where applicable.

 

Encrypted Communication Available

 

At Electraphysics, we offer the ability to communicate entirely with encryption.  Please see encrypted communication.