Requirements for Membership Application

To apply for membership, the following is required to comply with:

 

• Federal Government KYC/AML policies.
• Electraphysics internal compliance and risk policies.

 

Received documents are held with strict confidentiality, privacy and are encrypted.

 

1.  Government-Issued ID.

          Example: Driver's license, Health Card or Passport.

 

2. Proof of Address.

          Example: Utility bill, phone bill etc.

          If your ID contains an address, then this is not required.

 

3.  Professional Qualification.

           One senior member of your organization must hold the CFA, CIM or MBA (Finance).

 

4.  Minimum Aggregated/Pooled Commitment.

           $10M USD.

 

5.  Registration under an acceptable regulatory authority in your jurisdiction.

 

• Argentina - Comisión Nacional de Valores (CNV)
• Australia - Australian Securities and Investments Commission (ASIC)
• Bahamas - Securities Commission of The Bahamas (SCB)
• Belize - International Financial Services Commission (IFSC)
• Brazil - Comissão de Valores Mobiliários (CVM)
• British Virgin Islands - Financial Services Commission (FSC)
• Bulgaria - Financial Supervision Commission (FSC)
• Canada - Canadian Securities Administrators (CSA), Investment Industry Regulatory Organization (IIROC)
• Cayman Islands - Cayman Islands Monetary Authority (CIMA)
• Chile - Comisión para el Mercado Financiero (CMF)
• China - China Securities Regulatory Commission (CSRC)
• Colombia - Superintendencia Financiera de Colombia (SFC)
• Costa Rica - Superintendencia General de Valores (SUGEVAL)
• Croatia - Croatian Financial Services Supervisory Agency (HANFA)
• Czech Republic - Czech National Bank (CNB)
• Dominica - Financial Services Unit (FSU)
• Denmark - Financial Supervisory Authority of Denmark (Finanstilsynet)
• European Union -  European Securities and Markets Authority (ESMA), and national (AMF, BaFin, FCA)
• Georgia - National Bank of Georgia (NBG)
• Guernsey - Guernsey Financial Services Commission (GFSC)
• Ghana - Securities and Exchange Commission (SEC)
• Hong Kong - Securities and Futures Commission (SFC)
• Hungary - Central Bank of Hungary (MNB)
• India - Securities and Exchange Board of India (SEBI)
• Israel - Israel Securities Authority (ISA)
• Japan - Financial Services Agency (FSA)
• Kenya - Capital Markets Authority (CMA)
• Monaco - Commission de Contrôle des Activités Financières  (CCAF)
• Mexico - Comisión Nacional Bancaria y de Valores (CNBV)
• Nepal - Securities Board of Nepal (SEBON)
• New Zealand - Financial Markets Authority (FMA)
• Norway - Norwegian Financial Supervisory Authority (Finanstilsynet)
• Panama - Superintendencia del Mercado de Valores (SMV)
• Philippines - Securities and Exchange Commission (SEC)
• Poland - Polish Financial Supervision Authority (KNF)
• Romania - Financial Supervisory Authority (ASF)
• Russia - Central Bank of Russia (CBR)
• Singapore - Monetary Authority of Singapore (MAS)
• South Africa - Financial Sector Conduct Authority (FSCA)
• South Korea - Financial Services Commission (FSC)
• Sri Lanka - Securities and Exchange Commission of Sri Lanka (SEC)
• Sweden - Swedish Financial Supervisory Authority (Finansinspektionen)
• Switzerland - Swiss Financial Market Supervisory Authority (FINMA)
• Liechtenstein - Financial Market Authority (FMA)
• Thailand - Securities and Exchange Commission (SEC)
• Turkey - Capital Markets Board of Turkey (SPK)
• Uganda - Capital Markets Authority (CMA)
• Ukraine - National Securities and Stock Market Commission (NSSMC)
• United Arab Emirates - Securities/Commodities Authority (SCA), Dubai Financial Authority (DFSA)
• United Kingdom - Financial Conduct Authority (FCA)
• United States  - Securities Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA)
• Uruguay - Central Bank of Uruguay (BCU)
• Vietnam - State Securities Commission of Vietnam (SSC)

 

 

Contact member services for more information.